Chief Compliance Officer
- Company:Beacon Capital Management
- Short Bio:Nikki has over 20 years of expertise in Financial Services including the technology and operational controls required to achieve compliance and service delivery strategy. She has extensive experience in Retail and Institutional broker dealers, Dual registrant BD/RIA, investment banking, bank holding companies and international registrations for U.S. firms. She has been an active participant in industry compliance and operations associations and committees including SIFMA, BISA, IIA and ISACA.