Chief Compliance Officer and Deputy General Counsel
- Company:Zweig-DiMenna Associates LLC
- Short Bio:Moshe is a results oriented Chief Compliance Officer and Counsel with broad experience evaluating and mitigating compliance, legal and regulatory risk. Moshe is the Chief Compliance Officer and Deputy General Counsel of Zweig-DiMenna Associates LLC. Zweig-DiMenna is among the most experienced long/short equity hedge fund managers. Moshe has a broad range of legal and compliance responsibilities on behalf of the Zweig-DiMenna hedge funds, investment advisers and in-house broker-dealer. Moshe is also the General Counsel and CCO of Brenton Point Wealth Advisors LLC, an affiliated RIA wealth management firm which offers tailored investment and planning solutions to meet individual clients long-term investment goals. Moshe is a frequent speaker at industry conferences and has written articles on compliance training and cybersecurity. He holds Series 7, 24, and 66 FINRA licenses. Moshe has had articles published in the Hedge Fund Law Report and NSCP Currents. Moshe serves on the Board of Directors of the Jewish Family Services and Children's Center of Clifton-Passaic. Moshe received his JD from Columbia Law School and he holds a BA from Touro College.
April 28, 2022, 12:00 pm
SESSION 1: Cybersecurity
SESSION 2: Crisis Management