Chief Compliance Officer
- Company:EP Wealth Advisors
- Short Bio:As the Chief Compliance Officer of a leading independent registered investment advisory firm, Mario oversees and is responsible for all aspects of the firm’s Compliance and Risk Program. Mario is a dedicated and passionate member of the greater Compliance and Risk Management Community. He is an active member, chairs, or can be found speaking at several local and national compliance industry events, round tables, working groups, and/or committees.