Chief Compliance Officer
- Company:Robinhood Financial
- Short Bio:Kelly is Chief Compliance Officer of Robinhood Securities. Prior to joining Robinhood, Kelly served as Head of Oversight and Controls at Wells Fargo Advisors . She joined Wells Fargo Advisors from TD Ameritrade, where she held a variety of roles including Managing Director, Retail Supervision and Controls and Chief Compliance Officer at Scottrade leading up to its acquisition by TD Ameritrade. While with Scottrade, she led a multi-year effort to modernize the company’s compliance program, including developing a high performing team, implementing a technology strategy, and redesigning policies and procedures across the firm. Kelly practiced law in St. Louis for several years before joining a local full service advisory firm as their sole in-house legal and compliance attorney. Kelly earned a B.S. degree with a double major in Communication Disorders and Psychology from Southeast Missouri State University and her J.D. from Washington University School of Law in St. Louis, where she served as Managing Editor of the Washington University Law Review.