Speakers

James Lundy

Partner

  • Company:Faegre Drinker Biddle & Reath
  • Short Bio:Jim co-leads his firm's White Collar Defense and Investigations Practice and Co-Founded the Best Interest Compliance Team. In his practice, Jim partners with investment advisory firms, broker-dealers, hedge funds, futures trading firms, public and private companies, and their boards, committees, and management to overcome enforcement investigations and regulatory examinations. He also leads internal investigations, serves as an independent monitor, provides counsel on governance, compliance, and policy issues, defends complex financial services litigation, and handles cybersecurity regulatory investigations. With these deep financial regulatory enforcement experiences, he is also called upon by peers to serve as an expert witness and consulting witness regarding SEC and CFTC practices.
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