Chief Compliance Officer
- Company:Farmers Insurance
- Short Bio:With over 15 years’ experience as a senior compliance professional, Ann has deep expertise in financial services operations, compliance, and compliance technology. In 2018 Ann joined Farmers Financial Solutions, LLC as the Director of Operations. In previous roles, Ann made significant contributions to the compliance tech industry during her employment at RegEd from Business Development to Product Management. Prior to joining RegEd in 2012, Ann was the Director of Compliance Training and Continuing Education Compliance Technology Liaison for Morgan Keegan & Company, Inc. where she was responsible for the implementation of firm element, continuing education, and associated learning programs and managed the Licensing and Registration department. Ann also served as a senior Compliance Officer and had a key role in implementing technology to automate various compliance functions including the firm's conflicts of interest program. Ann holds a Bachelor of Science degree from Samford University in Birmingham, Alabama and Masters of Business Administration degree from the University of Alabama in Birmingham, AL. She also holds Series 7, 66, 24, 14 licenses and a North Carolina Insurance License. Ann holds the Securities & Insurance Licensing Association Fellow (SILA-F) and Certified Regulatory Compliance Manager (CRCM) designations.