SESSION 1: If You Build It, They Will Come: Leveraging Compliance Technology & Automation

This session will address how technology and automation are revolutionizing the compliance industry.  Attendees will learn how to evaluate various offerings and align their capabilities with their firm’s compliance requirements to replace manual processes.  This session will also discuss the impact of new technologies on compliance, such as machine learning and artificial intelligence.

Learning Objectives:

  • Understand which processes lend themselves well to automation and which do not
  • Learn how to evaluate compliance software and make smart buying decisions
  • Learn the causes of failed implementations and how to avoid them
  • Appreciate how technology is evolving and the impact this will have on compliance