SESSION 2: Cybersecurity: Am I a Compliance Officer or an Information Security Officer?

The digital transformation of the financial services industry has elevated cybersecurity concerns to the regulators and the public as never before.  The objective of this session is to help Compliance Officers understand the terms, fundamental practices and procedures, and become more knowledgeable as to regulatory expectations concerning cybersecurity.

Learning Objectives:

  • Review recent regulatory actions and Risk Alerts and their implications for your compliance program
  • Understand fundamental elements of cybersecurity such as firewalls, anti-virus software, automatic patching and encryption and their importance to your information security program
  • Discuss various approaches to securing your infrastructure and steps necessary to protect your firm from intrusion
  • Review past cybersecurity events to highlight the concerns and dangers ahead