SESSION 1: New Developments in Cybersecurity

The SEC began focusing on cybersecurity in 2014 and the regulatory focus has evolved with particular emphasis on high-profile breaches such as the SolarWinds breach.  In addition, some trends can be considered timeless such as email takeovers, and there has been recent SEC enforcement in this area.  This session will discuss current trends and highlight what needs to be done now to ensure that your firm and its data are protected

Learning Objectives:

  • Review takeaways from the SEC sweep exam and other recent guidance
  • Understand the issues of email takeovers
  • Learn how to prepare for the SEC’s latest cybersecurity focused exams
  • Review SEC Examination Priorities, particularly those focused on defending against ransomware and BYOD policies