NSCP Educational Seminars

Virtual educational seminars that inspire & engage –
designed for your compliance success.

2021 NSCP Educational Seminars

NSCP’s Virtual Half Day Educational Seminars:
Seminar sessions will cover a variety of important compliance topics such as:

  • Remote Supervision & Remote Audits
  • Cybersecurity
  • Risk Management
  • Conflicts of Interest
  • Code of Ethics
  • Compliance Technology & Automation
  • and much more…
JANUARY 28, 2021
Remote Supervision & Remote Auditing /Cybersecurity
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FEBRUARY 18 / APRIL 21, 2021
February 18 - Effective Risk Management
April 21 - SEC & FINRA Exam Priorities
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MARCH 18, 2021
Conflicts of Interest /Hot Topics in Compliance
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April 27, 2021
Essential Skills for Compliance / Communication & Professional Interaction
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May 25, 2021
Vendor Management /Code of Ethics
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June 22, 2021
Technology & Automation /SEC Advertising Rule
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Contact Us:
860-672-0843 | membership@nscp.org